Ace NISM-Series-II-A with practice tests covering registrars, share transfer agents, investor servicing, and compliance norms.
Gain specialized knowledge in corporate securities operations with our NISM-Series-II-A test series. This course covers the roles and responsibilities of registrars and share transfer agents, emphasizing investor servicing and regulatory compliance.
Syllabus:
- Registrar Functions: Role in securities issuance and record maintenance
- Share Transfer Processes: Methods, legal requirements, and challenges
- Investor Servicing: Best practices in handling investor queries and transactions
- Compliance Norms: Regulatory guidelines for corporate transactions
Who Should Take This Exam:
Individuals seeking to build a career in the securities operations field
Professionals aiming to work as registrars or share transfer agents
Candidates interested in corporate compliance and investor services