Ace NISM-Series-VII with targeted practice on securities operations, risk management, and clearing & settlement procedures.
Build a strong foundation in back-office operations and risk management with our NISM-Series-VII test series. This certification helps you understand the key processes of trade life cycles, clearing and settlement, risk mitigation, and regulatory compliance in the securities markets. Whether you’re working in operations, compliance, or risk management, this test series will prepare you thoroughly with exam-focused questions and real-world scenarios.
Syllabus:
- Trade Life Cycle: Steps from order placement to settlement
- Clearing & Settlement: Clearing corporations, depositories, and fund movements
- Operational Risk Management: Identifying, monitoring, and controlling risk
- Regulatory Framework: SEBI rules, PMLA, and exchange compliance guidelines
- Corporate Actions: Impact on settlements and client accounts
- Investor Grievance Handling: Processes for resolving investor complaints
Who Should Take This Exam:
Anyone seeking to strengthen their understanding of the operational backbone of trading systems
Back-office and mid-office professionals in brokerage and financial firms
Risk managers and compliance officers in securities operations
Candidates aspiring to build a career in operations and risk management in capital markets